In the past year, fraud investigations at the U.S. Securities and Exchange Commission started to benefit from a trade-tracking system that took 15 years and cost $1 billion to build. The SEC’s new ...
Our Securities Litigation Group examines a pair of cases—at the Fifth Circuit and Supreme Court—that could determine the constitutionality of the Securities and Exchange Commission’s administrative ...
The SEC, despite its famously secretive football coaches, has adopted an NFL-style comprehensive system for player availability reports. The system goes much further than the Big Ten, the only other ...
The Supreme Court's decision to hear CPA Michelle Cochran's appeal represents the latest challenge to the Security and Exchange Commission's in-house adjudicatory structure and could set the stage for ...
Becton Dickinson (BDX) issued the following statement: “BD has reached an agreement with the U.S. Securities and Exchange Commission (SEC) to resolve the previously disclosed investigation related to ...
The Securities and Exchange Commission (SEC) will launch by the end of the month a new web-based registry for beneficial ownership (BO) disclosures. Starting January 30, corporations required to ...