For advisory firms both large and small, responding to prospective client inquiries can require a significant time commitment. A multiperson office may have a full-time dedicated staff member ...

New Business Requirements Recent government initiatives to expedite the purchase ordering process, improve inventory control and deliver better services to the public have created demands for ...

The Investment Dealers Association is proposing amendments that would update its rules regarding new client application forms. The objective of the proposed amendment is to move away from the ...

Unlock the full InfoQ experience by logging in! Stay updated with your favorite authors and topics, engage with content, and download exclusive resources. In this podcast, Michael Stiefel spoke with ...